We examined institutional review
board (IRB) policies from the top U.S. research universities to determine how
many have policies that define or provide examples of what constitutes a “minor
change” to previously approved research. We sought to describe differences
among definitions and to ascertain whether funding level, accreditation, public
versus private status, and geographic region impact the inclusion of a
definition or example of this term. Of the 184 universities that we obtained
policies from, 52.2% defined “minor change,” 43.5% gave examples of what would
constitute one, and 67.9% provided either a definition or examples. We found
that higher funding and accreditation were positively associated with having a
definition or giving examples of minor changes, but that public versus private
status and geographic region had no significant impact. While our study
indicates that most of the top U.S. research institutions define the term
“minor change” to previously approved research (either directly or by providing
examples of what would constitute one), we found that the definitions vary
considerably. Additional guidance from federal agencies could help promote
consistency in institutional policies and ensure uniformity in protections for
human research participants.
Key words/concepts: minor
changes to previously approved research, expedited review, institutional review
board, human subjects research, research oversight, U.S. federal regulations
We examined institutional review
board (IRB) policies from the top U.S. research universities to determine how
many have policies that define or provide examples of what constitutes a “minor
change” to previously approved research. We sought to describe differences
among definitions and to ascertain whether funding level, accreditation, public
versus private status, and geographic region impact the inclusion of a
definition or example of this term. Of the 184 universities that we obtained
policies from, 52.2% defined “minor change,” 43.5% gave examples of what would
constitute one, and 67.9% provided either a definition or examples. We found
that higher funding and accreditation were positively associated with having a
definition or giving examples of minor changes, but that public versus private
status and geographic region had no significant impact. While our study
indicates that most of the top U.S. research institutions define the term
“minor change” to previously approved research (either directly or by providing
examples of what would constitute one), we found that the definitions vary
considerably. Additional guidance from federal agencies could help promote
consistency in institutional policies and ensure uniformity in protections for
human research participants.
Key words/concepts: minor
changes to previously approved research, expedited review, institutional review
board, human subjects research, research oversight, U.S. federal regulations